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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-06 |
| CO | RA | APPROVED | 2025-09-25 |
Branch Locations
1120 Washington Avenue Suite 200, Golden, CO 80401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2016 | 07/2024 |
| Northwestern Mutual Investment Services Llc | Lakewood | CO | 04/2016 | 07/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2017 | 07/2024 |
| Raymond James Financial Services, Inc. | Littleton | CO | 07/2024 | Present |
| Raymond James Financial Services Advisors, Inc | Littleton | CO | 09/2025 | Present |
(1)Name of Business: Address: AJ Kelley Rd, Purgitsville , WV, 26852, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/11/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Allow the operation of a hunting club, which I do not have involvement or participation in. (2)Name of Business: Address: AJ Kelley Rd, Purgitsville, WV, 26852, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/22/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Maintain forest land and work with NRCS to improve conservation and forest health. (3)Name of Business: Garrison Financial Group Address: 1120 Washington Ave Ste 200, Golden, CO, 80401-1101, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor, Associate/Employee Investment Related: No Start Date: 01/01/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Wealth Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-01 |
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