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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-06
CO RA APPROVED 2025-09-25
  • TX RA
    APPROVED
    Since 2026-03-06
  • CO RA
    APPROVED
    Since 2025-09-25

Branch Locations

1120 Washington Avenue Suite 200, Golden, CO 80401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2016 07/2024
Northwestern Mutual Investment Services Llc Lakewood CO 04/2016 07/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2017 07/2024
Raymond James Financial Services, Inc. Littleton CO 07/2024 Present
Raymond James Financial Services Advisors, Inc Littleton CO 09/2025 Present
  • 04/2016 → 07/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2016 → 07/2024
    Northwestern Mutual Investment Services Llc
    Lakewood, CO
  • 03/2017 → 07/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2024 → Present
    Raymond James Financial Services, Inc.
    Littleton, CO
  • 09/2025 → Present
    Littleton, CO
Other Businesses

(1)Name of Business: Address: AJ Kelley Rd, Purgitsville , WV, 26852, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/11/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Allow the operation of a hunting club, which I do not have involvement or participation in. (2)Name of Business: Address: AJ Kelley Rd, Purgitsville, WV, 26852, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/22/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Maintain forest land and work with NRCS to improve conservation and forest health. (3)Name of Business: Garrison Financial Group Address: 1120 Washington Ave Ste 200, Golden, CO, 80401-1101, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor, Associate/Employee Investment Related: No Start Date: 01/01/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Wealth Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-12
S63 Uniform Securities Agent State Law Examination 2016-12-01
  • S65 Uniform Investment Adviser Law Examination
    2025-09-12
  • S63 Uniform Securities Agent State Law Examination
    2016-12-01
Other Names
  • Andrew Magnus Ekberg

View on SEC IAPD

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