Thomas Michael Fisher

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 07/2013 → 08/2017
  Rutgers University
  New Brunswick, NJ
• 09/2008 → Present
  Usa Hockey
  Monmouth Junction, NJ
• 04/2017 → 11/2017
  Rutgers University
  Piscataway, NJ
• 08/2017 → Present
  Princeton Youth Hockey Association
  Princeton, NJ

Other Businesses

I*111232 For profit or not for profit: Non-Profit Organization Name of outside business organization: Princeton Youth Hockey Association Investment related: N Address of business: Princeton, New Jersey 8540 Nature of business: Other,Hockey Club Organization Position, title, association: Participant, Start date of relationship: 8/1/2017 Number of hours devoted: 30 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Ice Hockey coach for a youth club organization I*111214 For profit or not for profit: Non-Profit Organization Name of outside business organization: USA Hockey Investment related: N Address of business: Colorado Springs, New Jersey 80906 Nature of business: Corporation, Position, title, association: Participant, Start date of relationship: 8/1/2008 Number of hours devoted: 30 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Officiate Ice Hockey Games

Exams

• S66 Uniform Combined State Law Examination
  2018-06-29

Other Names

• Thomas Michael Fisher
• Thomas Fisher