Best Investors
Account
Sign in
Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-03-16 |
| NC | RA | APPROVED | 2020-02-28 |
| TX | RA | APPROVED | 2020-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida State University | Tallahassee | FL | 08/2013 | 05/2017 |
| Starbucks | Tallahassee | FL | 02/2015 | 05/2017 |
| Jacksonville Golf & Country Club | Jacksonville | FL | 05/2015 | 07/2017 |
| The Vanguard Group, Inc. | Charlotte | NC | 07/2017 | Present |
| The Overflow Co. Clt, Llc | Raleigh | NC | 05/2025 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 07/2017 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 05/2025 | Present |
NAME OF BUSINESS: THE OVERFLOW CO. CLT, LLC NON-INVESTMENT-RELATED ADDRESS: RALEIGH, NC NATURE OF BUSINESS: LLC POSITION: OWNER START DATE: 05/2025 APPROXIMATE HOURS/MONTH:0 HOURS DEVOTED DURING TRADING HOURS:0 DUTIES: OWNER OF LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-23 |
Reach out to this advisor