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Current Employers
Horace Mann Investors, Inc.

1 Horace Mann Plaza, Springfield, IL 62715-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-07
  • IL RA
    APPROVED
    Since 2026-07-07

Branch Locations

One Horace Mann Plaza, Springfield, IL 62715-0001 • UNITED STATES

Springfield, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Edwardsville IL 12/2023 10/2024
Jp Morgan Chase Bank, N.A. Edwardsville IL 12/2023 10/2024
Baca And Howard Albuquerque NM 01/2022 08/2023
Special Insurance Services Springfield IL 01/2021 12/2021
Unemployed Springfield IL 09/2023 11/2023
Unemployed Springfield IL 01/2010 12/2020
Unemployed Springfield IL 11/2024 07/2025
Horace Mann Companies Springfield IL 08/2025 Present
Horace Mann Investors, Inc. Springfield IL 08/2025 Present
  • 12/2023 → 10/2024
    J.P. Morgan Securities Llc
    Edwardsville, IL
  • 12/2023 → 10/2024
    Jp Morgan Chase Bank, N.A.
    Edwardsville, IL
  • 01/2022 → 08/2023
    Baca And Howard
    Albuquerque, NM
  • 01/2021 → 12/2021
    Special Insurance Services
    Springfield, IL
  • 09/2023 → 11/2023
    Unemployed
    Springfield, IL
  • 01/2010 → 12/2020
    Unemployed
    Springfield, IL
  • 11/2024 → 07/2025
    Unemployed
    Springfield, IL
  • 08/2025 → Present
    Horace Mann Companies
    Springfield, IL
  • 08/2025 → Present
    Springfield, IL
Other Businesses

Multiline Insurance Agent affiliated with Horace Mann Service Corp.; offering property, casualty, health and life products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-01
S63 Uniform Securities Agent State Law Examination 2024-03-28
  • S65 Uniform Investment Adviser Law Examination
    2026-07-01
  • S63 Uniform Securities Agent State Law Examination
    2024-03-28
Other Names
  • Duncan E Kirby

View on SEC IAPD

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