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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
10705 Town Square Dr Ste 230, Blaine, MN 55449 • United States
901 Marquette Ave Suite 2800, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2014 | Present |
| Advisornet Wealth Partners | Minneapolis | MN | 09/2014 | 04/2026 |
| Box Financial | Minneapolis | MN | 09/2014 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 09/2014, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: BOX FINANCIAL ADVISORS INC.; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2021, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & RETIREMENT PLANNING; 3. NAME OF OTHER BUSINESS: BOX FINANCIAL ADVISORS ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/2018 ; POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTORS APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: PROVIDE ADVISORY GUIDANCE FOR THE BOARD. PART OF VOTING PROCESS TO DETERMINE GENERAL FIRM STRATEGY AND OVERSIGHT ; 4. DBA HASLING FINANCIAL, INC. INVESTMENT RELATED, SAME AS RESIDENTIAL LOCATION, STARTED 01/2015, OWNER, APX 40 HOURS PER WEEK, 32.5 DURING TRADING HOURS, DBA CREATED FOR BUSINESS OPERATION AND EXPENSE MANAGEMENT. 5. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL HOME; START DATE: 7/2023; POSITION/TITLE/RELATIONSHIP: HOME OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENT PERSONAL HOME; 6. NAME OF OTHER BUSINESS: BLAINE HAM LAKE ROTARY CLUB; INVESTMENT RELATED: NO; ADDRESS: 11920 ULYSSES ST NE, BLAINE, MN 55434; NATURE OF BUSINESS: BOARD; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ORGANIZE AND RUN THE MEETINGS FOR OUR CLUB OF 30 MEMBERS; 7. NAME OF OTHER BUSINESS: BOX FINANCIAL ADVISORS MENTORING; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: MENTORING DBA; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: MENTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MENTOR FINANCIAL PROFESSIONALS; 8. NAME OF OTHER BUSINESS: BLAINE MAYOR'S PRAYER BREAKFAST (BMPB) INVESTMENT RELATED: NO ADDRESS: 1385 107TH AVE NE BLAINE MN 55434 NATURE OF BUSINESS: THE BLAINE PRAYER BREAKFAST IS HOSTED ON THE NATIONAL DAY OF PRAYER. START DATE: 5/7/2026 POSITION/TITLE/RELATIONSHIP: VOLUNTEER - PLANNING COMMITTEE APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MEET WITH A COMMITTEE TO IDENTIFY SPEAKERS AND INVITE FRIENDS IN THE COMMUNITY TO ATTEND; 9. NAME OF OTHER BUSINESS: BOX ENTERPRISE PARTNERS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CONSULTING; START DATE: 8/2026; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PARTICIPATE IN STRATEGY MEETINGS. RECRUIT ADVISORS WHO ARE NOT CURRENTLY AFFILIATED WITH CETERA TO JOIN; 10). NAME OF OTHER BUSINESS: METRO NORTH CHAMBER OF COMMERCE PAC ; INVESTMENT RELATED: NO ADDRESS: 9380 CENTRAL AVE NE #320, BLAINE, MN 55434 ; NATURE OF BUSINESS: POLITICAL ; START DATE: 9/1/2026 ; POSITION/TITLE/RELATIONSHIP: VOLUNTEER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: REVIEW & EVALUATE APP, FROM POLITICAL CANDIDATES, AND DETERMINE IF WHICH CANDIDATE TO ENDORSE BY THE PAC ;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-12-29 |
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