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Ravi Pravin Patel

Cetera Investment Advisers LLC

Lombard, IL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
IL RA APPROVED 2020-02-18
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • IL RA
    APPROVED
    Since 2020-02-18

Branch Locations

One East 22Nd Street Suite 710, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Lombard IL 04/2016 10/2016
Foresters Financial Services Lombard IL 10/2016 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Lombard IL 02/2020 Present
  • 04/2016 → 10/2016
    Foresters Financial Services
    Lombard, IL
  • 10/2016 → 06/2019
    Foresters Financial Services
    Lombard, IL
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 02/2020 → Present
    Cetera Investment Advisers Llc
    Lombard, IL
Other Businesses

PROPERTY & CASUALTY INSURANCE AGENT FOR MODUS TECH INC DBA MODUS TECHNOLOGIES, 5/HRS/WK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-11
S63 Uniform Securities Agent State Law Examination 2016-05-27
  • S65 Uniform Investment Adviser Law Examination
    2020-02-11
  • S63 Uniform Securities Agent State Law Examination
    2016-05-27

View on SEC IAPD

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THOMAS JOHN CAMPBELL
MARY PATRICIA WESCHE
MARVIN LEE PEPLOW
JEFFREY ARNOLD BORENSTEIN
ROBERT FRANCIS FEZZA
SANJAY Paul SHARMA
Mark Jason Schmulen
Tyler Hurst Smith

Other Offices

FORUM FINANCIAL MANAGEMENT, LP · LOMBARD, IL
OSAIC WEALTH, INC. · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMBARD, IL
EDWARD JONES · Lombard, IL
INVESTMENT CONSULTING SERVICES, LLC · LOMBARD, IL
ATHENA ADVISOR SERVICES, LLC · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMARD, IL

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