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Kathleen Marie Corrales

Rbc Capital Markets, LLC

Pittsburgh, PA

Wexford, PA

CRD 4885758

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-30
PA RA APPROVED 2013-05-10
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • PA RA
    APPROVED
    Since 2013-05-10

Branch Locations

One Ppg Place Suite 2900, Pittsburgh, PA 15222-5455 • United States

Wexford, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Sewickley PA 02/2013 Present
Other Businesses

(1) UBER; ADDRESS: N/A; BUSINESS DESCRIPTION: TRANSPORTATION SERVICE; NOT INVESTMENT RELATED; START DATE: 03/01/2018; CAPACITY: EMPLOYEE; DUTIES: DRIVER; HOURS DEVOTED PER MONTH: 10-15; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (2) LYFT; ADDRESS: N/A; BUSINESS DESCRIPTION: TRANSPORTATION SERVICE; NOT INVESTMENT RELATED; START DATE: 04/18/2018; CAPACITY: EMPLOYEE; DUTIES: DRIVER; HOURS DEVOTED PER MONTH: 20; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE. (3) AMAZON FLEX; ADDRESS: SEWICKLEY, PA; BUSINESS DESCRIPTION: DELIVERING PACKAGES; NOT INVESTMENT RELATED; START DATE: 10/6/2018; CAPACITY: INDEPENDENT CONTRACTOR/CONSULTANT; DUTIES: DRIVING AND DELIVERING PACKAGES; HOURS DEVOTED PER MONTH: APPROX. 30; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-09
S63 Uniform Securities Agent State Law Examination 2005-01-11
  • S66 Uniform Combined State Law Examination
    2013-05-09
  • S63 Uniform Securities Agent State Law Examination
    2005-01-11
Other Names
  • Kathleen Marie Lagamba
  • Kathy Corrales

View on SEC IAPD

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