James Tenbroeck Baumann

Current Employers

Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-01-15

SC RA
APPROVED

Since 2025-01-15

Branch Locations

Indian Land, SC • United States

One National Life Drive, Montpelier, VT 05604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Life Group	Montpelier	VT	04/2016	Present
Equity Services Inc	Montpelier	VT	05/2024	Present
Phit Performance	Stowe	VT	04/2016	05/2017

04/2016 → Present

National Life Group

Montpelier, VT
05/2024 → Present

Equity Services Inc

Montpelier, VT
04/2016 → 05/2017

Phit Performance

Stowe, VT

Other Businesses

*START 2 FINISH, 8013 SCARLET OAK TERRACE, INDIAN LAND,SC 29707,3/01/2023,ONGOING,NOT INV REL,NOT DURING TRD/HRS,RACE MANAGEMENT,INDEPENDENT CONTRACTOR,5-10 HRS/MTH.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-01-09

S63 Uniform Securities Agent State Law Examination

2025-01-09

Designations

Other Names

James Baumann

View on SEC IAPD