Bruce A Troutman

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1996 → Present
  Denver West Gbs
  Wheat Ridge, CO
• 11/2004 → 09/2025
  Avantax Investment Services, Inc.
  Englewood, CO
• 08/2016 → 09/2025
  Avantax Advisory Services
  Englewood, CO
• 10/2004 → Present
  Mmi Financial Services, Llc
  Englewood, CO
• 05/2017 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Englewood, CO
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-08-31 → 2025-09-05
  Avantax Advisory Services
  Arvada, CO

Other Businesses

1) MMI FINANCIAL SERVICES, LLC POSITION: Owner/Sole Proprietor NATURE: Tax Preparation/Accounting/Payroll Services INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 10/22/2004 ADDRESS: 3333 South Bannock Street, Suite 800, Englewood CO 80110-2447, United States DESCRIPTION: Own, manage and operate an independent public accounting firm. Process, produce and review accounting and payroll data for small businesses. Produce business and personal income tax returns. 2) LOVE INC POSITION: Member - Board of Directors NATURE: Love INC (a.k.a. Love In Christ's Name) is a not-for-profit organization that serves to coordinate and mobilize resources and services from local churches and other faith organizations to serve communities and underserved peoples in communities. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: 3333 South Bannock Street, Suite 800, Englewood CO 80110, United States DESCRIPTION: I will be a member of the Board of Directors (one of approximately twelve (12) in total) of a local Love INC chapter. The Board provides strategic direction and oversight of the local chapter and its operations. It is also proposed that I will be a member of the Finance Subcommittee of the Board. This subcommittee will have the directed role of oversight and supervision of financial activities and decisions of the chapter.

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-09-30
• S65 Uniform Investment Adviser Law Examination
  2016-08-12