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Brian Edward Lee

Thrivent Investment Management Inc.

Clarksville, TN

CRD 6635697

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2020-08-13
WA RA APPROVED 2018-04-13
  • TN RA
    APPROVED
    Since 2020-08-13
  • WA RA
    APPROVED
    Since 2018-04-13

Branch Locations

Clarksville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Army Fort Campbell KY 05/2010 11/2016
Thrivent Investment Management Inc Bellevue WA 08/2016 Present
Thrivent Financial Appleton WI 01/2017 03/2017
Thrivent Financial Appleton WI 03/2017 Present
  • 05/2010 → 11/2016
    Us Army
    Fort Campbell, KY
  • 08/2016 → Present
    Thrivent Investment Management Inc
    Bellevue, WA
  • 01/2017 → 03/2017
    Thrivent Financial
    Appleton, WI
  • 03/2017 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-27
  • S66 Uniform Combined State Law Examination
    2016-12-27

View on SEC IAPD

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