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Marilyn Ann Pysh

Charles Schwab & Co., Inc.

Austin, TX

Omaha, NE

CRD 3126971

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2021-02-12
  • NE RA
    APPROVED
    Since 2021-02-12

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

200 South 108Th Ave., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Omaha NE 01/2021 Present
Td Ameritrade Inc. Ft Worth TX 07/2010 12/2022
Previous Registrations
  • 2009-12-18 → 2021-07-07
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Fort Worth, TX
    Omaha, NE
    Omaha, NE
    Fort Worth, TX
    Omaha, NE
    Omaha, NE
  • 2009-12-18 → 2018-08-17
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-11
S63 Uniform Securities Agent State Law Examination 1999-11-19
  • S66 Uniform Combined State Law Examination
    2009-12-11
  • S63 Uniform Securities Agent State Law Examination
    1999-11-19
Other Names
  • Marilyn A Fraley
  • Marilyn A Fraley
  • Marilyn A Pysh

View on SEC IAPD

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