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Stephanie Lopez

Schwab Wealth Advisory, Inc.

Lone Tree, CO

CRD 6635336

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-14
CO RA APPROVED 2024-07-26
  • TX RA
    APPROVED
    Since 2024-11-14
  • CO RA
    APPROVED
    Since 2024-07-26

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Greeley CO 03/2016 11/2017
Jp Morgan Chase Bank Greeley CO 03/2016 11/2017
Jp Morgan Greeley CO 12/2017 09/2021
Jp Morgan Parker CO 10/2021 07/2024
Charles Schwab & Co., Inc Lone Tree CO 07/2024 Present
Schwab Wealth Advisor, Inc Lone Tree CO 07/2024 Present
  • 03/2016 → 11/2017
    Jp Morgan Securities Llc
    Greeley, CO
  • 03/2016 → 11/2017
    Jp Morgan Chase Bank
    Greeley, CO
  • 12/2017 → 09/2021
    Jp Morgan
    Greeley, CO
  • 10/2021 → 07/2024
    Jp Morgan
    Parker, CO
  • 07/2024 → Present
    Charles Schwab & Co., Inc
    Lone Tree, CO
  • 07/2024 → Present
    Schwab Wealth Advisor, Inc
    Lone Tree, CO
Previous Registrations
  • 2022-01-26 → 2024-07-02
    J.P. Morgan Securities Llc
    Greeley, CO
    Greeley, CO
    Longmont, CO
    Englewood, CO
    Parker, CO
    Greenwood Village, CO
    Centennial, CO
    Aurora, CO
    Centennial, CO
    Aurora, CO
    Castle Rock, CO
    Castle Rock, CO
    Aurora, CO
    Parker, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-10
  • S66 Uniform Combined State Law Examination
    2022-01-10
Designations
  • Certified Financial Planner

View on SEC IAPD

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