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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2026-02-05
MD RA APPROVED 2026-01-06
NE RA APPROVED 2025-09-29
WI RA APPROVED 2025-08-05
MO RA APPROVED 2025-04-17
WV RA APPROVED 2025-03-24
KS RA APPROVED 2025-03-03
UT RA APPROVED 2025-02-14
AR RA APPROVED 2024-12-06
KY RA APPROVED 2024-12-06
AZ RA APPROVED 2024-09-30
MS RA APPROVED 2024-09-30
MI RA APPROVED 2024-09-23
IL RA APPROVED 2024-08-09
WA RA APPROVED 2024-03-15
IA RA APPROVED 2024-03-11
OH RA APPROVED 2023-12-02
MN RA APPROVED 2023-11-29
LA RA APPROVED 2023-10-27
OR RA APPROVED 2023-10-25
PA RA APPROVED 2022-10-19
IN RA APPROVED 2022-10-12
FL RA APPROVED 2022-03-21
NV RA APPROVED 2021-07-01
NY RA APPROVED 2021-04-16
CO RA APPROVED 2021-01-04
CA RA APPROVED 2020-09-16
VA RA APPROVED 2020-07-29
SC RA APPROVED 2020-03-12
AL RA APPROVED 2020-02-11
OK RA APPROVED 2019-09-05
NC RA APPROVED 2019-06-10
TX RA APPROVED 2019-04-01
GA RA APPROVED 2018-06-19
  • HI RA
    APPROVED
    Since 2026-02-05
  • MD RA
    APPROVED
    Since 2026-01-06
  • NE RA
    APPROVED
    Since 2025-09-29
  • WI RA
    APPROVED
    Since 2025-08-05
  • MO RA
    APPROVED
    Since 2025-04-17
  • WV RA
    APPROVED
    Since 2025-03-24
  • KS RA
    APPROVED
    Since 2025-03-03
  • UT RA
    APPROVED
    Since 2025-02-14
  • AR RA
    APPROVED
    Since 2024-12-06
  • KY RA
    APPROVED
    Since 2024-12-06
  • AZ RA
    APPROVED
    Since 2024-09-30
  • MS RA
    APPROVED
    Since 2024-09-30
  • MI RA
    APPROVED
    Since 2024-09-23
  • IL RA
    APPROVED
    Since 2024-08-09
  • WA RA
    APPROVED
    Since 2024-03-15
  • IA RA
    APPROVED
    Since 2024-03-11
  • OH RA
    APPROVED
    Since 2023-12-02
  • MN RA
    APPROVED
    Since 2023-11-29
  • LA RA
    APPROVED
    Since 2023-10-27
  • OR RA
    APPROVED
    Since 2023-10-25
  • PA RA
    APPROVED
    Since 2022-10-19
  • IN RA
    APPROVED
    Since 2022-10-12
  • FL RA
    APPROVED
    Since 2022-03-21
  • NV RA
    APPROVED
    Since 2021-07-01
  • NY RA
    APPROVED
    Since 2021-04-16
  • CO RA
    APPROVED
    Since 2021-01-04
  • CA RA
    APPROVED
    Since 2020-09-16
  • VA RA
    APPROVED
    Since 2020-07-29
  • SC RA
    APPROVED
    Since 2020-03-12
  • AL RA
    APPROVED
    Since 2020-02-11
  • OK RA
    APPROVED
    Since 2019-09-05
  • NC RA
    APPROVED
    Since 2019-06-10
  • TX RA
    APPROVED
    Since 2019-04-01
  • GA RA
    APPROVED
    Since 2018-06-19

Branch Locations

12220 Birmingham Highway Building 60, Milton, GA 30004 • United States

1 Meridian Vis Dr Ste 255, Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Atlanta GA 04/2016 01/2020
Park Avenue Securities Atlanta GA 02/2017 01/2020
Guardian Life Insurance Company Alpharetta GA 01/2020 01/2023
Park Avenue Securities Alpharetta GA 01/2020 01/2023
Guardian Life Insurance Company Las Vegas NV 05/2021 Present
Park Avenue Securities Las Vegas NV 05/2021 Present
Guardian Life Insurance Company Milton GA 01/2023 Present
Park Avenue Securities Milton GA 01/2023 Present
  • 04/2016 → 01/2020
    Guardian Life Ins
    Atlanta, GA
  • 02/2017 → 01/2020
    Park Avenue Securities
    Atlanta, GA
  • 01/2020 → 01/2023
    Guardian Life Insurance Company
    Alpharetta, GA
  • 01/2020 → 01/2023
    Park Avenue Securities
    Alpharetta, GA
  • 05/2021 → Present
    Guardian Life Insurance Company
    Las Vegas, NV
  • 05/2021 → Present
    Park Avenue Securities
    Las Vegas, NV
  • 01/2023 → Present
    Guardian Life Insurance Company
    Milton, GA
  • 01/2023 → Present
    Park Avenue Securities
    Milton, GA
Other Businesses

1) Insurance Products-Sell products other than Guardian, Start: 04/06/2016, Address: 900 Ashwood Pkwy Ste. 400 Atlanta, GA 30338, 2 total hours per month, 2 during securities trading hours, Less than 10% annual compensation, Investment related, 2) Board Member- oversee the operations of the organization and provide help for the COO, Start: 06/10/2020, Address: 2725 Pine Grove Road, Cumming, GA 30041, 5 hours per month, 1 during securities trading hours, No annual compensation, Not Investment related, 3) Advisor to the Georgia Independent Operator Association board-attend meetings to contribute to any generalized advice that I might deem helpful. Start: 09/01/2020, Address: 101 Marietta Street Northwest Atlanta GA 30303, 2 hours per month, 2 during securities trading hours, No annual compensation, Not Investment related, 4) Foxhole Partner Experience-Coaching company for financial advisors that deals with behavioral management, Start: 07/19/2021, Address: 2010 Coors Creek Cove Collierville, TN 38017, 2 total hours per month, 1 during securities trading hours, No annual compensation, Not Investment related, 5) MGP Coaching, LLC-behavior coaching that involves many areas of life including health, nutrition, relationships, sports, and also basic monetary behavior, Start: 07/24/2021 Address: 536 Brayan trail Alpharetta, GA 30004, 1 total hours per month, 1 during securities trading hours Less than 10% annual compensation, Not Investment related, 6) Eastgate Worldwide, LLC, Owner, Start: 11/15/2024, Address: 536 Branyan Trail, Alpharetta, GA 30004, 5 total hours per month, 3 during securities trading hours, Less than 10% annual compensation, Not investment related, 7) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance sales, Start date: 09/25/2025, Address: 8906 Spanish Ridge Ave, Las Vegas, NV, Duties: Insurance other than Guardian 1 total hours per month; 1 during securities trading hours, Investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-11
  • S66 Uniform Combined State Law Examination
    2018-06-11

View on SEC IAPD

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