Patrick Domenic Ricci

Current Employers

Employment History

• 02/2016 → 02/2019
  Capital One Investing, Llc
  Wilmington, DE
• 10/2017 → 02/2019
  Capital One Advisors, Llc
  Wilmington, DE
• 02/2021 → Present
  Sofi Securities Llc
  Claymont, DE
• 02/2021 → Present
  Sofi Wealth Llc
  Claymont, DE
• 02/2019 → 12/2019
  Herschel Consulting
  Bear, DE
• 12/2019 → 02/2021
  Not Employed
  Bear, DE
• 02/2025 → Present
  Renting Second Home
  Bear, DE

Previous Registrations

• 2017-10-19 → 2019-02-12
  Capital One Advisors, Llc
  Wilmington, DE
  Mclean, VA

Other Businesses

the name of the other business: Renting Residential home that I own. No name. whether the business is investment-related: No the address of the other business: 2003 Old Kirkwood Rd Bear, DE 19701 the nature of the other business: Rental Property your position, title, or relationship with the other business: The property is owned by my wife and me. the start date of your relationship: 02/01/2025 the approximate number of hours/month you devote to the other business: Under 1 hour the number of hours you devote to the other business during securities trading hours: 0 A brief description of your duties relating to the other business: I have no official duties, but from time to time I will help coordinate repairs, maintenance, etc.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-10-18
• S63 Uniform Securities Agent State Law Examination
  2016-08-11

Other Names

• Patrick Ricci