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Inactive

Holly Laraine Gennings

Alight Financial Advisors, LLC

Rock Hill, SC

Charlotte, NC

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Current Employers
Alight Financial Advisors, Llc

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-06-13
NC RA APPROVED 2024-06-11
  • SC RA
    APPROVED
    Since 2024-06-13
  • NC RA
    APPROVED
    Since 2024-06-11

Branch Locations

Rock Hill, SC • United States

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Belmont NC 08/2013 11/2016
Merrill Lynch, Pierce, Fenner & Smith Charlotte NC 11/2016 10/2017
Crg Wealth, Llc Statesboro GA 09/2019 11/2020
Golden Buffalo Nickel Fredericksburg TX 10/2017 10/2023
Abw, Llc Formerly Arthurblakewealth, Llc Fredericksburg TX 04/2020 10/2023
Holly Gennings, Sole Proprietor Fredericksburg TX 10/2017 10/2023
Merrill Lynch, Pierce, Fenner & Smith Charlotte NC 08/2016 10/2017
Alight Financial Solutions Lincolnshire IL 06/2024 Present
Unemployed Rockhill SC 10/2023 06/2024
  • 08/2013 → 11/2016
    Bank Of America
    Belmont, NC
  • 11/2016 → 10/2017
    Merrill Lynch, Pierce, Fenner & Smith
    Charlotte, NC
  • 09/2019 → 11/2020
    Crg Wealth, Llc
    Statesboro, GA
  • 10/2017 → 10/2023
    Golden Buffalo Nickel
    Fredericksburg, TX
  • 04/2020 → 10/2023
    Abw, Llc Formerly Arthurblakewealth, Llc
    Fredericksburg, TX
  • 10/2017 → 10/2023
    Holly Gennings, Sole Proprietor
    Fredericksburg, TX
  • 08/2016 → 10/2017
    Merrill Lynch, Pierce, Fenner & Smith
    Charlotte, NC
  • 06/2024 → Present
    Alight Financial Solutions
    Lincolnshire, IL
  • 10/2023 → 06/2024
    Unemployed
    Rockhill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-03
  • S66 Uniform Combined State Law Examination
    2016-11-03
Other Names
  • Holly Gennings
  • Holly L Gennings

View on SEC IAPD

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