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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-04
MD RA APPROVED 2008-01-18
  • TX RA
    APPROVED
    Since 2016-01-04
  • MD RA
    APPROVED
    Since 2008-01-18

Branch Locations

14307 Jarrettsville Pike, Phoenix, MD 21131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
High School - College Baltimore MD 01/1997 Present
Cambridge Investment Research, Inc Fairfield IA 01/2008 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 01/2008 Present
Other Businesses

1) Bauer Financial Services LLC DBA Hayes Financial Advisors, 14307 Jarrettsville Pike, Phoenix MD 21131, 01/2012 AS OWNER. I SET UP AN LLC FOR THE WORK I DO WITH CIR AND SOME INSURANCE WORK. SPENDS 40 HRS/WEEK AND 20HRS/WEEK DURING TRADING. 40 HR/WK- 40/TRADING HR. 2) PUSHING PINK ELEPHANTS, 2952 RAKING LEAF DR, ABINGDON, MD 06/01/2014 ; AS TREASURER ; NOT INVESTMENT RELATED ; DEVOTES 3 HRS/MO ; NONE DURING TRADING HOURS ; NON-PROFIT. 3 HR/MO- 0/TRADING HR. 3) RENTAL PROPERTY OWNER, 958 MIDDLESEX RD, ESSEX, MD, 10/2019. NIR, 1 HR/MO -0 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-45/WK-6.5/TRADING. 02/01/08 5) FARM INCOME, 1711 O'Conner Rd, Forest Hill MD 21050, United States, 01/17/2025, Owner, Farm Income, NIR, 0 HR/MO -0 HR/MO TRADING. 6) HAYES FINANCIAL ADVISORS, 14307 Jarrettsville Pike, Phoenix MD 21131, 01/2008, Agent, Insurance/Benefits/Human Resources, NIR, 0 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-10-05
  • S63 Uniform Securities Agent State Law Examination
    2015-10-05
Designations

View on SEC IAPD

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