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James Joseph Gernand

J.P. Morgan Securities LLC

Dallas, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-16
  • TX RA
    APPROVED
    Since 2022-11-16

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Victoria TX 04/2016 11/2016
Wells Fargo Bank Na Victoria TX 03/2011 08/2017
Wells Fargo Clearing Services, Llc Victoria TX 11/2016 08/2017
Jpmorgan Chase Bank Na Houston TX 08/2017 Present
Jpmorgan Securities Llc Houston TX 08/2017 Present
Gernand's Woodcraft Allen TX 09/2024 Present
Gernand Outdoors Allen TX 07/2025 Present
  • 04/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Victoria, TX
  • 03/2011 → 08/2017
    Wells Fargo Bank Na
    Victoria, TX
  • 11/2016 → 08/2017
    Wells Fargo Clearing Services, Llc
    Victoria, TX
  • 08/2017 → Present
    Jpmorgan Chase Bank Na
    Houston, TX
  • 08/2017 → Present
    Jpmorgan Securities Llc
    Houston, TX
  • 09/2024 → Present
    Gernand's Woodcraft
    Allen, TX
  • 07/2025 → Present
    Gernand Outdoors
    Allen, TX
Other Businesses

Entity Name: Gernand Outdoors Investment related: No Address: Private Residence Nature of the other business: Outdoor Activities Position/Title/Relationship: Owner/Partner Start Date: 07/23/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Opening a simple sole prop. to enable me to collect fees for my 2nd side hobby of kayak / boat rigging, overland rigging, & fishing tackle rigging. This has no relation to my firm role, and no relation to JP Morgan Chase. This is solely to earn a small side income for things I love to do in my spare time. Entity Name: Gernand's Woodcraft Investment related: No Address: Private Residence Nature of the other business: Woodworking Position/Title/Relationship: Owner/Partner Start Date: 09/02/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Opening a personal business via assumed name certificate to sell my woodworking projects generated from my weekend hobby.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-16
S63 Uniform Securities Agent State Law Examination 2017-02-17
  • S66 Uniform Combined State Law Examination
    2022-11-16
  • S63 Uniform Securities Agent State Law Examination
    2017-02-17
Other Names
  • James Gernand

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