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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-16 |
Branch Locations
1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Victoria | TX | 04/2016 | 11/2016 |
| Wells Fargo Bank Na | Victoria | TX | 03/2011 | 08/2017 |
| Wells Fargo Clearing Services, Llc | Victoria | TX | 11/2016 | 08/2017 |
| Jpmorgan Chase Bank Na | Houston | TX | 08/2017 | Present |
| Jpmorgan Securities Llc | Houston | TX | 08/2017 | Present |
| Gernand's Woodcraft | Allen | TX | 09/2024 | Present |
| Gernand Outdoors | Allen | TX | 07/2025 | Present |
Entity Name: Gernand Outdoors Investment related: No Address: Private Residence Nature of the other business: Outdoor Activities Position/Title/Relationship: Owner/Partner Start Date: 07/23/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Opening a simple sole prop. to enable me to collect fees for my 2nd side hobby of kayak / boat rigging, overland rigging, & fishing tackle rigging. This has no relation to my firm role, and no relation to JP Morgan Chase. This is solely to earn a small side income for things I love to do in my spare time. Entity Name: Gernand's Woodcraft Investment related: No Address: Private Residence Nature of the other business: Woodworking Position/Title/Relationship: Owner/Partner Start Date: 09/02/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Opening a personal business via assumed name certificate to sell my woodworking projects generated from my weekend hobby.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-17 |
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