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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-07-02 |
Branch Locations
1116 South Main Street, Greenville, SC 29601-3300 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Greenville | SC | 08/2013 | 05/2018 |
| Nachman Norwood & Parrott, Inc. | Greenville | SC | 05/2018 | 06/2021 |
| Capfinanical Partners, Llc (Captrust) | Raleigh | NC | 06/2021 | Present |
Service Dogs for Veterans; Investment-Related: No; 109 Woodruff Industrial Lane, Greenville, SC 29607; Training service dogs ; Board of Directors, Secretary ; Start; 2/1/23 ; Hours/Month: 3; Hours during Market Hours: 1.5; Duties: Board meetings
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-12 |
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