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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2022-09-30 |
| TX | RA | APPROVED | 2022-09-30 |
Branch Locations
900 S Shackleford Rd Ste 605, Little Rock, AR 72211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Genwealth Financial Advisors, Llc | Bryant | AR | 04/2016 | 09/2022 |
| Lpl Financial, Llc | Bryant | AR | 04/2016 | Present |
| Independent Advisor Alliance | Charlotte | NC | 09/2022 | Present |
1. 06/23/2016 - GENWEALTH FINANCIAL ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ BRYANT, AR 2. 3/13/2017 - GenWealth Financial Services LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Startd 02/17/2017 - 10 Hours Per Month During Securities Trading. 3. 03/31/2017 - AdvisorOnline (powered by GenWealth) - Investment Related - AT Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - This is a DBA only for marketing purposes for use with the GWP platform. We are attempting to clearly separate the client experience of GWP with that of GenWealth Financial Advisors, our main DBA - Started 03/01/2017 - 5 Hours Per Month/5 Hours During Securities Trading. 4. 08/25/2021 - GenWealth Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Registered Representative - Start Date: 07/21/2021 - 5 Hours Per Month/5 Hours During Securities Trading. 5. 9/30/2022 - Independent Advisor Alliance - Registered Investment Advisor - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Charlotte, NC 6. 10/14/2022 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 10/01/2022 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 10/01/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 10/14/2022 - Independent Advisor Alliance - DBA: GenWealth Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 10/01/2022 - 160 Hours Per Month/8 Hours During Securities Trading 8) 01/13/2025 - Sage Insurance Services - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:12/20/2024 - 4 Hrs/Mth - 4 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-04 |
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