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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-10-07 |
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
1560 E Southlake Blvd Suite 100, Southlake, TX 76092 • United States
St. Louis, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services, Inc. | St. Paul | MN | 04/2016 | 06/2017 |
| Securian Financial Services, Inc. | St. Paul | MN | 06/2017 | 08/2023 |
| Cri Securities, Llc | St. Paul | MN | 06/2017 | 10/2021 |
| Minnesota Life Insurance Co. | St. Paul | MN | 06/2017 | 08/2023 |
| North Star Resource Group | Dallas | TX | 06/2016 | 06/2017 |
| North Star Resource Group | Dallas | TX | 06/2017 | Present |
| University Of Dallas | Irving | TX | 08/2013 | 05/2017 |
| Cetera Wealth Services, Llc | Southlake | TX | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2017 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 2) NAME OF OTHER BUSINESS: NORTH STAR CONSULTANTS OF TEXAS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-30 |
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