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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-18 |
Branch Locations
5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2016 | 03/2019 |
| Wells Fargo Clearing Services, Llc | Roseville | CA | 03/2019 | 10/2021 |
| Edward Jones | St. Louis | MO | 10/2021 | 07/2023 |
| Ubs Financial Services, Inc | Lake Oswego | OR | 09/2024 | Present |
| Ernst & Young Tahi Ltd | Auckland | 07/2023 | 08/2024 |
1. Te Aotaki Holdings LLC, AshlandOregon United States-97520, Company, Services (Business, Professional, Support), This is a single member LLC used for (a) periods of self employment; and (b) my wife publishes business guides as a small business and this acts as a holding company, Partner, Management activiies, start date-4/26/2024, Investment related-Yes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-07 |
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