Benjamin R Conner

Fifth Third Securities, Inc.

CRD 6634196

Claim This Profile

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2020-10-16
KY	RA	APPROVED	2017-03-03

OH RA
APPROVED

Since 2020-10-16
KY RA
APPROVED

Since 2017-03-03

Branch Locations

5262 Delhi Pk, Cincinnati, OH 45238 • United States

2150 Sherman Avenue, Cincinnati, OH 45212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Bank	Harrison	OH	09/2014	Present
Fifth Third Securities	Harrison	OH	03/2016	Present

09/2014 → Present

Fifth Third Bank

Harrison, OH
03/2016 → Present

Fifth Third Securities

Harrison, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-03-03
S63	Uniform Securities Agent State Law Examination	2016-05-09

S65 Uniform Investment Adviser Law Examination

2017-03-03
S63 Uniform Securities Agent State Law Examination

2016-05-09

View on SEC IAPD

More in Cincinnati, OH

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor