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Westend Advisors, LLC CRD 133279
$1.87B regulatory AUM 18 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1001 Morehead Square Drive Suite 600, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-03-02 |
| TX | RA | APPROVED | 2022-03-02 |
Branch Locations
1001 Morehead Square Drive Suite 600, Charlotte, NC 28203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dimensional Fund Advisors | Charlotte | NC | 01/2016 | 01/2018 |
| Westend Advisors, Llc | Charlotte | NC | 01/2018 | Present |
| Victory Capital Services, Inc | Charlotte | NC | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-07-31 |
| S65 | Uniform Investment Adviser Law Examination | 2018-03-29 |
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