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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-04-24 |
Branch Locations
101 Garfield Street, Denver, CO 80206 • United States
100 St Paul Street, Ste 100, Denver, CO 80206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group, Inc. | Houston | TX | 10/2016 | 07/2018 |
| Next Financial Group, Inc. | Houston | TX | 04/2016 | 10/2016 |
| Lifewealth Principles Llc | Golden | CO | 04/2016 | 07/2022 |
| Woodbury Financial Services Inc | Golden | CO | 07/2018 | 07/2022 |
| Bok Financial Securities, Inc. | Denver | CO | 10/2022 | 04/2026 |
| Bokf, Na | Denver | CO | 10/2022 | 04/2026 |
| Pnc Wealth Management | Denver | CO | 04/2026 | Present |
January 2024/ Mode for the Masses/ Singer/ non-investment related / 0 hours during trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-05 |
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