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Jefferey Zhu

Mwa Financial Services Inc.

Ontario, CA

CRD 6633679

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Employer firm

Mwa Financial Services Inc. CRD 112630

$640M regulatory AUM 51 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-02-12
GA RA APPROVED 2024-09-20
TX RA APPROVED 2022-05-03
CA RA APPROVED 2020-05-27
  • OR RA
    APPROVED
    Since 2025-02-12
  • GA RA
    APPROVED
    Since 2024-09-20
  • TX RA
    APPROVED
    Since 2022-05-03
  • CA RA
    APPROVED
    Since 2020-05-27

Branch Locations

3350 Shelby Street Suite 330, Ontario, CA 91764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America West Covina CA 01/2015 Present
Mwa Financial Services Inc. Rock Island IL 04/2016 Present
Other Businesses

1)Jefferey Zhu Consulting noninv Laguna HIlls CA Consultant 6/2023 35noninv/inv during June and July only. Internship program for MWA reps.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-27
S66 Uniform Combined State Law Examination 2016-06-20
  • S65 Uniform Investment Adviser Law Examination
    2020-05-27
  • S66 Uniform Combined State Law Examination
    2016-06-20

View on SEC IAPD

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Chris W Cooper
Falguni M Patel

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ONTARIO, CA
TRINITY FINANCIAL PARTNERS · ONTARIO, CA
OSAIC WEALTH, INC. · ONTARIO, CA

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