Edward V Novak

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 11/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 11/2018 → 11/2020
  Unemployed
  Chicago, IL
• 11/2020 → 10/2021
  B.RIley Wealth Management, Inc.
  Memphis, TN
• 04/2022 → Present
  Morgan Stanley
  Chicago, IL
• 10/2021 → 04/2022
  Unemployed
  Chicago, IL

Previous Registrations

• 2021-01-15 → 2021-10-19
  B. Riley Wealth Management
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-01-15
• S63 Uniform Securities Agent State Law Examination
  2016-07-18