Luke Goldstock

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 01/2017
  University Of North Carolina
  Chapel Hill, NC
• 01/2017 → 01/2019
  Full-Time Education
  Manchester
• 01/2019 → 01/2020
  Schroders Na
  New York, NY
• 01/2020 → 07/2022
  Stephens Inc.
  New York, NY
• 07/2022 → 07/2023
  Stephens Inc.
  New York, NY
• 07/2023 → 06/2025
  Wells Fargo Clearing Services, Llc
  New York, NY
• 06/2025 → Present
  Raymond James & Associates Inc.
  Conshohocken, PA

Previous Registrations

• 2023-07-06 → 2025-06-16
  Wells Fargo Clearing Services, Llc
  Radnor, PA
  New York, NY
• 2020-07-15 → 2023-07-07
  Stephens
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2020-07-10

Other Names

• Luke Jerome Goldstock