Nathaniel Perry Cohen

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-10-31
NC	RA	APPROVED	2016-08-23

TX RA
APPROVED

Since 2016-10-31
NC RA
APPROVED

Since 2016-08-23

Branch Locations

Charlotte, NC • United States

695 E Arlington Blvd Stes 101 & 200, Greenville, NC 27858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Greenville	NC	04/2016	11/2016
Wells Fargo Clearing Services, Llc	Greenville	NC	11/2016	Present

04/2016 → 11/2016

Wells Fargo Advisors, Llc

Greenville, NC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Greenville, NC

Other Businesses

HEARING THE PUBLIC IF THEY ARE APPLYING FOR SPECIAL USE PERMITS AND MYSELF ALONG WITH 5 OTHER MEMBERS WILL APPROVE OR DENY ANY SPECIAL USE PERMITS. NPCC LLC, INV RELATED, GREENVILLE, NC, 100% OWNERSHIP, START 6/1/2021, 5 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INV RELATED, GREENVILLE, NC, 100% OWNERSHIP, START 8/1/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, GREENVILLE, NC, 100% OWNERSHIP, START 8/1/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, GREENVILLE, NC, 100% OWNERSHIP, START 12/1/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY-ROTARY ; INV RELATED; GREENVILLE,NC; RENTAL PROPERTY;100% OWNERSHIP; START DATE: 08/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-08-23

S66 Uniform Combined State Law Examination

2016-08-23

Designations

Other Names

Nathaniel Cohen

View on SEC IAPD