Nicholas Andrew Pappas

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → Present
  Ubs Financial Services Inc.
  Boston, MA
• 05/2017 → 06/2018
  Ubs Financial Services Inc.
  New London, CT
• 08/2015 → 04/2017
  Flagler College
  St. Augustine, FL
• 08/2014 → 04/2017
  Flagler College
  St. Augustine, FL

Other Businesses

The Boston Exit Planning Consortium / 60 Greendale AvenueNeedhamMassachusettsUnited States02494 / Association (e.g. Trade or Industry, Sport) / Exit Planning, Strategic Planning for Business Owners / Goal of Boston Exit Planning Consortium - to create and curate pertinent content for business owners and professionals that serve them. To create a true consortium of diverse professionals who are accustomed to serve as a collaborative resource for business owners trying to accelerate the value of their business as well as manage their business with transition in mind to provide the best possible outcome when that inevitable transition happens / Help facilitate content creation and marketing for the Boston Exit Planning Consortium / Secretary / Start Date: 2/10/2022

Exams

• S66 Uniform Combined State Law Examination
  2018-12-17

Designations

• Certified Financial Planner