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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-10-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Findlay | Findlay | OH | 08/2014 | 05/2017 |
| Nuveen Securities, Llc | Marietta | GA | 03/2018 | Present |
| Pepared Risk Solutions | Jupiter | FL | 08/2017 | 02/2018 |
| Nuveen Asset Management Llc | Chicago | IL | 03/2018 | Present |
KOHL'S PROFESSIONAL FOOTBALL CAMPS; COACH; ONE-ON-ONE TRAINING OF FORM, TECHNIQUE AND ACCURACY OF FOOTBALL PLACE-KICKING AND PUNTING; NOT INVESTMENT RELATED; WILL NOT CONFLICT WITH MY RESPONSIBILITIES AT NUVEEN; ONE HOUR SESSIONS WEEKENDS; COMPENSATION-$200.00 FOR THE CAMP AND $100.00 AN HOUR FOR PRIVATE LESSONS; START DATE 5-5-19.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-20 |
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