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41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-12 |
| MI | RA | APPROVED | 2021-10-14 |
Branch Locations
Niles Main 407 East Main Street, Niles, MI 49120 • United States
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Grand Rapids | MI | 06/2018 | 04/2019 |
| Principal Securities Incorparated | Grand Rapids | MI | 06/2018 | 04/2019 |
| Dominos Pizza | Saint Joseph | MI | 01/2008 | 06/2018 |
| Northwestern Mutual | Grand Rapids | MI | 06/2016 | 07/2017 |
| Hope College | Holland | MI | 09/2014 | 05/2018 |
| Cetera Investment Services Llc | St Cloud | MI | 05/2019 | Present |
| Cetera Investment Advisers Llc | Niles | MI | 05/2019 | Present |
| Tcf National Bank | Niles | MI | 05/2019 | Present |
| The Huntington Investment Company | Columbus | OH | 10/2021 | Present |
| Ameriprise Financial Services, Llc. | Niles | MI | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-27 |
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