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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-05-07 |
Branch Locations
1605 Main St. (12 & 13 Flr), Sarasota, FL 34236 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-24 |
| TX | RA | APPROVED | 2024-07-23 |
Branch Locations
1605 Main St 12Th & 14Th Fls, Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sarasota | FL | 01/2005 | 10/2017 |
| Bank Of America, N.A. | Sarasota | FL | 10/2017 | 07/2024 |
| Wells Fargo Clearing Services, Llc | Sarasota | FL | 07/2024 | Present |
| Wells Fargo Advisors Financial Network | Sarasota | FL | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-18 |
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