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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs & Co | Dallas | TX | 03/2016 | 08/2021 |
| Jpmorgan Chase Bank Na | Dallas | TX | 08/2021 | Present |
| Jpmorgan Securities Llc | Dallas | TX | 08/2021 | Present |
| Alliance Bernstein | Dallas | TX | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-26 |
| S66 | Uniform Combined State Law Examination | 2016-07-01 |
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