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Lauro Akira Neuppmann Takata

Brasil Plural Investment Advisor LLC

New York City, NY

Miami, FL

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Current Employers
Brasil Plural Investment Advisor Llc

2601 S. Bayshore Drive Suite 1200, Miami, FL 33133 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-12-11
FL RA APPROVED 2024-05-23
  • NY RA
    APPROVED
    Since 2024-12-11
  • FL RA
    APPROVED
    Since 2024-05-23

Branch Locations

950 Third Avenue Suite 1702, New York City, NY 10022 • United States

2601 S. Bayshore Drive Suite 1200, Miami, FL 33133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
C6 Bank New York NY 07/2019 08/2022
Icap Capital Markets New York NY 03/2016 07/2019
Unemployed Jersey City NJ 08/2022 07/2023
Sympatheia Advisory Llc Jersey City NJ 07/2023 Present
Brasil Plural Investment Advisor Llc Miami FL 05/2024 Present
  • 07/2019 → 08/2022
    C6 Bank
    New York, NY
  • 03/2016 → 07/2019
    Icap Capital Markets
    New York, NY
  • 08/2022 → 07/2023
    Unemployed
    Jersey City, NJ
  • 07/2023 → Present
    Sympatheia Advisory Llc
    Jersey City, NJ
  • 05/2024 → Present
    Brasil Plural Investment Advisor Llc
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-18
  • S65 Uniform Investment Adviser Law Examination
    2024-03-18

View on SEC IAPD

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