Daniel Kanwar Singh Dhillon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 11/2018
  Bank Of The West
  Freemont, CA
• 07/2014 → 11/2018
  Bancwest Investment Services, Inc
  Freemont, CA
• 11/2018 → 05/2020
  Fidelity Brokerage Services Llc
  Sunnyvale, CA
• 08/2020 → 07/2023
  Golden1 Investment Services
  San Francisco, CA
• 08/2020 → Present
  Lpl Financial
  San Francisco, CA
• 07/2023 → Present
  Bmo Harris Bank
  San Francisco, CA

Previous Registrations

• 2019-01-30 → 2020-04-24
  Fidelity Personal And Workplace Advisors
  Sunnyvale, CA
• 2012-08-15 → 2018-11-15
  Bancwest Investment Services, Inc.
  Fremont, CA
  Fremont, CA
  Hayward, CA
  Oakland, CA
  Oakland, CA
  Hayward, CA
  Oakland, CA
  Oakland, CA
  Oakland, CA
  Castro Valley, CA
  Walnut Creek, CA
  Fremont, CA
  San Ramon, CA
  San Ramon, CA
  El Cerrito, CA
  San Leandro, CA
  Oakland, CA
  Lafayette, CA
  Berkeley, CA
  Pinole, CA
  San Leandro, CA
  San Lorenzo, CA
  Walnut Creek, CA
  Dublin, CA
  Danville, CA
• 2010-09-03 → 2012-08-16
  Valic Financial Advisors, Inc.
  Oakland, CA
• 2009-05-02 → 2010-08-13
  Chase Investment Services Corp.
  Berkeley, CA
  Richmond, CA
  Richmond, CA
  Emeryville, CA
• 2006-10-02 → 2009-05-02
  Wamu Investments, Inc.
  Berkeley, CA
  Richmond, CA
  Richmond, CA
  Fremont, CA
  Fremont, CA
  Union City, CA
  Richmond, CA
  Berkeley, CA
  Richmond, CA
  Hercules, CA
  Oakland, CA
  Oakland, CA
  Oakland, CA
  Oakland, CA

Other Businesses

1)08/25/2020 -Business Entity For Tax/Investment Purposes Only -Dhillon Colfax Properties, LLC - Not Investment Related - SAN FRANCISCO, CA - Start Date:01.01.2007 - 0 Hrs/Mth - 0 Hrs During Trading. 2)08/25/2020-DBA for LPL Business (entity for LPL business) -Golden 1 Investment Services - Investment Related- SAN FRANCISCO, CA 94158 - 0 Hrs/Mth - 0 Hrs During Trading. 3)08/25/2020 - Real Estate Rental - 5607 Swenson Road Nine Mile Falls, WA - Investment Related - Start Date:01/01/2007 - 0 Hrs/Mth - 0 Hrs During Trading. 4) 08/13/2025 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date:08/01/2025 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-09-26
• S63 Uniform Securities Agent State Law Examination
  2005-01-18

Designations

• Certified Financial Planner

Other Names

• Daniel K Dhillon
• Daniel Dhillon
• Dan Dhillon