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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-02-23
  • CT RA
    APPROVED
    Since 2023-02-23

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

Somers, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 04/2016 Present
Mml Investors Services Llc Springfield MA 04/2016 Present
Southern New Hampshire University Manchester NH 02/2016 05/2018
  • 04/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 04/2016 → Present
    Springfield, MA
  • 02/2016 → 05/2018
    Southern New Hampshire University
    Manchester, NH
Other Businesses

1) NAME: Everlasting Affairs, LLC INV REL: N ADD: 7 Birchwood Rd, Enfield CT 06082 NATURE: Wedding & Event Planning POSITION: Partner START DATE: 10/24/2016 NO. HR/MO: 40 hours NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Handles the financials & strategic aspects of the company. Also handles operation of events on an undefined basis 2) NAME: Warren Advisors INV REL: N ADD: 7 Birchwood Rd, Enfield CT 06082 NATURE: Accounting & Business advising for Entrepreneurs POSITION: Owner START DATE: 11/20/2018 NO. HR/MO: 80-120 / month NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Bookkeeping, Accounting & Business strategy

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-15
  • S66 Uniform Combined State Law Examination
    2023-02-15
Other Names
  • Wesley Warren

View on SEC IAPD

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