Raymond James

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 12/2019
  Jpmorgan Chase
  Houston, TX
• 03/2009 → 01/2017
  United States Marine Corps
  Houston, TX
• 07/2020 → 07/2021
  Bank Of America Corporation/Merrill Lynch
  Houston, TX
• 01/2020 → 06/2020
  Unemployed
  Houston, TX
• 08/2017 → 05/2019
  University Of Houston
  Houston, TX
• 07/2021 → 04/2023
  Charles Schwab & Co., Inc.
  Westlake, TX
• 07/2021 → 04/2023
  Schwab Private Client Investment Advisory, Inc.
  Westlake, TX
• 04/2023 → 08/2023
  Unemployed
  Houston, TX
• 08/2023 → Present
  Citi
  Houston, TX

Previous Registrations

• 2021-11-05 → 2023-04-05
  Schwab Wealth Advisory, Inc.
  Westlake, TX

Other Businesses

OA name: Anbu Risk Consulting, Nature: (Provides general admin, ops support and project based consulting.), (Investment-related: No, Location: Houston, TX, started 12/10/2025), Title: Owner, Duties: Basic admin, operational and logistics support only., Hours: (0 trading hours/month, 6-10 non-trading hours/month).

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-11-04
• S63 Uniform Securities Agent State Law Examination
  2016-06-10

Other Names

• Raymond James
• Raymond Joe James
• Ray James