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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-22
MN RA APPROVED 2017-05-09
  • TX RA
    APPROVED_RES
    Since 2020-04-22
  • MN RA
    APPROVED
    Since 2017-05-09

Branch Locations

320 E Howard St, Hibbing, MN 55746 • United States

620 9Th St N, Virginia, MN 55792 • United States

Hibbing, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Hibbing MN 03/2016 Present
Other Businesses

Business Ownership; Hounds Tooth Holdings Inc.; Decision making, record keeping, and bill paying; Pass through bill paying entity only; 2124 9th Ave E, , Hibbing, MN, 55746; Investment-Related; 02/28/2023; 1 to 9 hours per month; 0 during trading hours. Board of Directors; United Way of Northeastern Minnesota; Board Member & Treasurer; 608 East Drive, , Chisholm, MN, 55719; Not Investment-Related; 03/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Angel Foundation; I am providing pro bono financial planning to cancer patients for Angel Foundation?s Financial Cancer Care Program (FCC). Angel Foundation is a non-profit organization, and Ameriprise Financial is a founding partner of the FCC program. The Financial Planning Association (FPA) and Foundation for Financial Planning (FFP) are partners and have been involved in the development of the FCC program. This volunteer activity involves no distribution of Ameriprise-branded sales literature or sale of Ameriprise products.; 1155 Centre Pointe Drive, Suite 7, , Mendota Heights, MN, 55120; Investment-Related; 05/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-03
  • S66 Uniform Combined State Law Examination
    2017-03-03

View on SEC IAPD

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