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6900 South 900 East Suite 200, Midvale, UT 84047 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-02-02 |
| CA | RA | APPROVED | 2026-01-30 |
| ID | RA | APPROVED | 2026-01-30 |
Branch Locations
6900 South 900 East Suite 200, Midvale, UT 84047 • United States
No disclosure categories reported as “Yes” on this SEC record.
1. TomiPlan, Investment-related, Midvale, UT, Refers business to TomiPlan, No position - Refers to the Co., 06/2025, 10/hrs/month, 10 hrs/month during securities trading hours, Receives a referral fee for referring business to TomiPlan (Financial Planning Company), No securities or financial products are offered at TomiPlan.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-17 |
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