Rachel K Holbrook

Current Employers

Employment History

• 04/2016 → 07/2018
  Ubs Financial Services Inc.
  Boston, MA
• 11/2020 → 11/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wellesley Hills, MA
• 07/2018 → 11/2020
  Ubs Financial Services, Inc.
  Boston, MA
• 11/2020 → 11/2022
  Bank Of America, N.A.
  Wellesley Hills, MA
• 10/2022 → Present
  Corient
  Boston, MA
• 07/2023 → Present
  Corient Services Llc
  Miami, FL
• 01/2023 → 07/2023
  Cipw Service Company, Llc
  Toronto

Previous Registrations

• 2020-11-05 → 2022-09-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wellesley Hills, MA
• 2018-08-20 → 2020-11-17
  Ubs Financial Services Inc.
  Boston, MA

Other Businesses

Name of Business: Women's Lunch Place Investment-related: Yes Address: Boston, MA Nature of Business: Women's Lunch Place inspires hope and supports the development of self-sustaining skills for women experiencing hunger, homelessness, and poverty. Position: Investment Committee Member Start date: August 2020 Hours/Month: Less than 1 Hours/Month During Security Trading Hours: Less than 1 Duties: I currently sit on the Investment Committee for the Women's Lunch Place (WLP), a nonprofit organization in Boston, Massachusetts. The committee is made up of 4 female financial professionals with varying specialties. We aim to serve as the liaison between the WLP and their Investment Manager in Wellesley, Massachusetts. We engage in quarterly meetings with the Investment Manager to ensure that the WLP's investment objectives are being carried out to an acceptable standard. We review performance, discuss strategy changes, and discuss the manager's overall approach to managing the portfolio. The committee acts purely consultative, i.e., does not transact in the portfolio or make specific security recommendations.

Exams

• S66 Uniform Combined State Law Examination
  2016-07-13

Designations

Other Names

• Rachel K Holbrook
• Rachel Katherine Holbrook