Sergey Nesvat

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-04-26

CO RA
APPROVED

Since 2024-04-26

Branch Locations

1031 Aloha St., Castle Rock, CO 80104 • United States

383 Spectrum Loop, Colorado Springs, CO 80921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Securities Llc	Aurora	CO	03/2016	04/2022
Jp Morgan Chase Bank	Aurora	CO	03/2016	05/2022
Silver Mountain Express, Llc.	Aurora,	CO	12/2017	01/2018
Lpl Financial Llc	Denver	CO	07/2023	Present
Us Bank	Aurora	CO	05/2022	05/2023
Unemployed	Centennial	CO	05/2023	07/2023
Canvas Credit Union	Denver	CO	07/2023	Present

03/2016 → 04/2022

Jp Morgan Securities Llc

Aurora, CO
03/2016 → 05/2022

Jp Morgan Chase Bank

Aurora, CO
12/2017 → 01/2018

Silver Mountain Express, Llc.

Aurora,, CO
07/2023 → Present

Lpl Financial Llc

Denver, CO
05/2022 → 05/2023

Us Bank

Aurora, CO
05/2023 → 07/2023

Unemployed

Centennial, CO
07/2023 → Present

Canvas Credit Union

Denver, CO

Other Businesses

1) 10/2023 - Canvas Advisors / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 10/2023 - Canvas Credit Union / Financial Institution Duty / Financial Advisor Assistant / Inv. Related / Denver, CO Start date 07/17/2023 -160 Hrs per month - 100% Time Spent 3) 10/2023 - Real Estate Rental / Owner / Inv. Related / 80015 CO / Start date 11/14/2017 - 1 Hrs per month - 1% Time Spent 4) 10/2023 - Mile High CO, LLC / Transportation / Owner / Not Inv. Related / Start date 12/15/2020 - 2 Hrs per month - 1% Time Spent

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-25

S66 Uniform Combined State Law Examination

2024-04-25