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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2019-06-18 |
Branch Locations
222 East Baltimore Street, Taneytown, MD 21787 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2016 | 07/2017 |
| Northwestern Mutual Investment Services, Llc | York | PA | 05/2016 | 07/2017 |
| Axa Advisors, Llc | New York | NY | 08/2017 | 05/2018 |
| Baltimore Life | York | PA | 06/2018 | 01/2019 |
| Star Agency | Hanover | PA | 11/2018 | 04/2019 |
| Acnb Bank | Taneytown | MD | 04/2019 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 04/2019 | Present |
| Cetera Investment Advisers Llc | Taneytown | MD | 06/2019 | Present |
1) ADMINSTER TRUSTS FOR ACNB BANK; RESPOND TO CLIENT INQUIRIES FOR DISTRIBUTIONS, ENSURE CLIENT PROFILE DATA IS ACCURATE, ARRANGING CLIENT MEETINGS, DETERMINE RISK TOLERANCE AND OBJECTIVES OF POTENTIAL CLIENTS, PREPARE ACCOUNT PAPERWORK, ATTEND INVESTMENT AND ECONOMIC DISCUSSIONS AT BANK, COMPLETE ADMIN REVIEWS; DOES NOT HANDLE SECURITIES TRANSACTIONS, MAKE INVESTMENT DECISIONS, RECOMMEND SPECIFIC SECURITIES, AND NO VOTING AUTHORIY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-28 |
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