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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-07
NY RA APPROVED 2026-04-06
  • TX RA
    APPROVED_RES
    Since 2026-04-07
  • NY RA
    APPROVED
    Since 2026-04-06

Branch Locations

68 S Service Rd Ste 200 [Yi-Rbo], Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Of America New York NY 05/2016 12/2019
J.P. Morgan Securities Llc Long Island City NY 10/2021 04/2026
Jpmorgan Chase Bank, N.A. Long Island City NY 10/2021 04/2026
Park Avenue Securities Llc New York NY 06/2020 10/2021
Guardian Life Insurance Company Of America New York NY 01/2020 05/2020
Wells Fargo Clearing Services, Llc ( Melville NY 04/2026 Present
  • 05/2016 → 12/2019
    Guardian Life Insurance Company Of America
    New York, NY
  • 10/2021 → 04/2026
    Long Island City, NY
  • 10/2021 → 04/2026
    Jpmorgan Chase Bank, N.A.
    Long Island City, NY
  • 06/2020 → 10/2021
    New York, NY
  • 01/2020 → 05/2020
    Guardian Life Insurance Company Of America
    New York, NY
  • 04/2026 → Present
    Wells Fargo Clearing Services, Llc (
    Melville, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-30
  • S66 Uniform Combined State Law Examination
    2020-05-30
Other Names
  • Giulia Foderaro

View on SEC IAPD

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