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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-11-20
  • MO RA
    APPROVED
    Since 2018-11-20

Branch Locations

9807 E 20Th St, Mountain Grove, MO 65711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Insurance Bloomington IL 07/2016 12/2016
Steven Gum Insurance Agency Mountain Grove MO 01/2017 Present
State Farm Vp Management Corp. Mountain Grove MO 05/2018 Present
State Farm Investment Management Corp Mountain Grove MO 08/2018 Present
  • 07/2016 → 12/2016
    State Farm Insurance
    Bloomington, IL
  • 01/2017 → Present
    Steven Gum Insurance Agency
    Mountain Grove, MO
  • 05/2018 → Present
    State Farm Vp Management Corp.
    Mountain Grove, MO
  • 08/2018 → Present
    Mountain Grove, MO
Other Businesses

1) Gum Investments LLC., Non-investment-related, 9805 E. 20th St. Mountain Grove MO 65711; Investment or Commercial Property; president, 08/2017, 2hrs/month, 2hrs/month, LLC created to own the commercial property that my agency is located in along with two other tenants. 2) Mountain Grove First Christian Church; Non-investment-related; 522 N. Oakland Ave, Mountain Grove, MO 65711; Association/Committee/Council; Board Member; Deacon; 11/1/2021; 4; 0; Church Deacon. 3) Steven Gum's Insurance Agency; Insurance Agency; Investment-related;9807 E 20th St Mountain Grove, MO 65711-2819; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 1/1/2017; 80; 80; Service customers and supervise employees. 4) Ozark Mountain Fitness, LLC dba "CrossFit Mountain Grove." CrossFit: non-investment-related; 102 N. Wall St. Mountain Grove, MO 65711; Health and Fitness; Partner vice president; 12/01/2022; 40;4; Control of the checkbook, review bank statements; make deposits in the checking account Pay bills and co signor on the checking account. lending and borrowing activities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-20
S63 Uniform Securities Agent State Law Examination 2016-05-07
  • S65 Uniform Investment Adviser Law Examination
    2018-11-20
  • S63 Uniform Securities Agent State Law Examination
    2016-05-07
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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