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Krish Dave

Fisher Investments

Plano, TX

Tampa, FL

CRD 6631481

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-22
TX RA APPROVED 2023-09-15
  • FL RA
    APPROVED
    Since 2023-09-22
  • TX RA
    APPROVED
    Since 2023-09-15

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Dr. Martin Luther King Blvd Suite 600, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbsc Securities Corporation Uniondale NY 02/2016 07/2018
Bny Mellon Dreyfus Uniondale NY 02/2016 07/2018
Jp Morgan Chase Bank, N.A. New York NY 07/2018 04/2019
J.P. Morgan Securities Llc New York NY 07/2018 04/2019
Jp Morgan Securities Llc Brooklyn NY 04/2019 06/2023
Jp Morgan Chase Bank, N.A. Brooklyn NY 04/2019 06/2023
Fisher Investments Tampa FL 07/2023 Present
  • 02/2016 → 07/2018
    Mbsc Securities Corporation
    Uniondale, NY
  • 02/2016 → 07/2018
    Bny Mellon Dreyfus
    Uniondale, NY
  • 07/2018 → 04/2019
    Jp Morgan Chase Bank, N.A.
    New York, NY
  • 07/2018 → 04/2019
    J.P. Morgan Securities Llc
    New York, NY
  • 04/2019 → 06/2023
    Jp Morgan Securities Llc
    Brooklyn, NY
  • 04/2019 → 06/2023
    Jp Morgan Chase Bank, N.A.
    Brooklyn, NY
  • 07/2023 → Present
    Fisher Investments
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-15
S63 Uniform Securities Agent State Law Examination 2016-08-30
  • S65 Uniform Investment Adviser Law Examination
    2023-09-15
  • S63 Uniform Securities Agent State Law Examination
    2016-08-30
Other Names
  • Krishna Dave
  • Krish Dave

View on SEC IAPD

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