Riley Wayne Smith

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2019 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 03/2016 → Present
  Global Financial Partners
  Huntsville, TX

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 03/07/19 2) TU Mile Sportsmen's Association, PO Box 269, Huntsville TX 77342, United States, 05/01/2023, Vice President, Volunteer, NIR, 10HR/MO-0/TRADING. 3) Riley Smith, 1211 Financial Plaza, Huntsville, TX 77340, 06/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 20 HR/MO - 1 HR/MO TRADING. 4) Dub Capital, LLC., 1211 Financial Plaza, Huntsville, TX 77340, 08/2022, Owner/Partner, NIR, 2 HR/MO - 1 HR/MO TRADING. 5) Huntsville Community Hospital Foundation Board, 110 Memorial Hospital Dr, Huntsville TX 77340, United States, 09/20/2024, Board Member, Board Member/Officer/Director/Committee, NIR, 2 HR/MO - 2 HR/MO TRADING. 6) Global Financial Partners, 1211 Financial Plaza, Huntsville TX 77340, United States, 09/18/2024, Owner, Owner/Partner of a Business Entity, NIR, 40 HR/MO - 40 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-01-15