Cody Pfaff

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2017-03-06

MI RA
APPROVED

Since 2017-03-06

Branch Locations

Ruth, MI • United States

47 Westland Dr, Bad Axe, MI 48413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc	Bad Axe	MI	05/2016	Present
Thrivent Financial	Appleton	WI	06/2016	10/2016
Thrivent Financial	Appleton	WI	10/2016	Present

05/2016 → Present

Thrivent Investment Management Inc

Bad Axe, MI
06/2016 → 10/2016

Thrivent Financial

Appleton, WI
10/2016 → Present

Thrivent Financial

Appleton, WI

Other Businesses

SHERMAN TOWNSHIP FIRE DEPARTMENT POSITION: Volunteer Firefighter NATURE: This is a local volunteer fire department. My position would be an on-call only position. Although this is a volunteer, there is a little bit of compensation for responding to calls and for training/licensing. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2020 ADDRESS: 4599 Ruth Rd, Ruth MI 48470, United States DESCRIPTION: Respond to fire calls, down power lines, traffic control, car crashes, etc.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-03-03
S63	Uniform Securities Agent State Law Examination	2016-08-01

S65 Uniform Investment Adviser Law Examination

2017-03-03
S63 Uniform Securities Agent State Law Examination

2016-08-01