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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-08-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Chicago | IL | 05/2024 | Present |
| Nuveen Asset Management Llc | Chicago | IL | 05/2024 | Present |
| Nuveen | Chicago | IL | 08/2017 | 05/2024 |
| Unemployed | Geneva | IL | 05/2017 | 08/2017 |
| Labrunerie Financial | Columbia | MO | 09/2016 | 05/2017 |
| Northwestern Mutual | Downers Grove | IL | 05/2016 | 09/2016 |
| University Of Missouri | Columbia | IL | 09/2013 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-28 |
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