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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-13 |
| CO | RA | APPROVED | 2026-04-03 |
Branch Locations
5555 Dtc Parkway Suite 310, Greenwood Village, CO 80111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2016 | 03/2026 |
| Northwestern Mutual Investment Services Llc | Wichita | KS | 03/2017 | 03/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2017 | 03/2026 |
| Mml Investors Services, Llc | Southfield | MI | 03/2026 | Present |
| Massmutual Life Insurance Company | Southfield | MI | 03/2026 | Present |
(1) Name: Aaron Stark Inv Rel: Y Add: Residential Address Nature: Coaching Financial Services Professionals Position: Owner/Mentor Start Date: 03/23/2026 No Hrs/Mo: 5 No/Hrs Mo dur trading: 5 Describe Duties: Coaching agents in phoning/prospecting/fact finding etc. (2) Name: Aaron Stark Inv Rel: Y Add: Residential Address Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 03/23/2026 No Hrs/Mo: 5 No/Hrs Mo dur trading: 5 Describe Duties: Life(term/universal/Whole), Disability, Long-term care, Fixed annuities and Health. (3) Name: Aaron Stark, Inc. Inv Rel: Y Add: Green Village, CO 80111 Nature: Rental Income Position: Owner Start Date: 03/23/2026 No Hrs/Mo: 5 No/Hrs Mo dur trading: 5 Describe Duties: Legal entity - established for business purposes. (4) Name: Stark Properties, LLC Inv Rel: Y Add: Residential Address Nature: Real Estate Rentals Position: Owner Start Date: 03/23/2026 No Hrs/Mo: 5 No/Hrs Mo dur trading: 5 Describe Duties: Rental Properties.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-08-19 |
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