Nicholas James Amalfitano

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 02/2019
  Raymond James Financial Services, Inc.
  Malvern, PA
• 08/2012 → 07/2018
  Don Kelley Auto Center
  Newtown Square, PA
• 02/2019 → 07/2019
  Key Investment Services Llc
  Plymouth Meeting, PA
• 02/2019 → 07/2019
  Keybank
  Downingtown, PA
• 07/2019 → 02/2022
  Pacer Financial, Inc.
  Malvern, PA
• 02/2022 → Present
  Raymond James Financial Services, Inc.
  Exton, PA
• 10/2022 → Present
  Raymond James Financial Services Advisors, Inc.
  Exton, PA

Exams

• S66 Uniform Combined State Law Examination
  2022-09-30
• S63 Uniform Securities Agent State Law Examination
  2018-07-18

Other Names

• Nick Amalfitano