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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-10-18
  • PA RA
    APPROVED
    Since 2022-10-18

Branch Locations

600 Eagleview Blvd Suite 300, Exton, PA 19341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Malvern PA 08/2016 02/2019
Don Kelley Auto Center Newtown Square PA 08/2012 07/2018
Key Investment Services Llc Plymouth Meeting PA 02/2019 07/2019
Keybank Downingtown PA 02/2019 07/2019
Pacer Financial, Inc. Malvern PA 07/2019 02/2022
Raymond James Financial Services, Inc. Exton PA 02/2022 Present
Raymond James Financial Services Advisors, Inc. Exton PA 10/2022 Present
  • 08/2016 → 02/2019
    Raymond James Financial Services, Inc.
    Malvern, PA
  • 08/2012 → 07/2018
    Don Kelley Auto Center
    Newtown Square, PA
  • 02/2019 → 07/2019
    Key Investment Services Llc
    Plymouth Meeting, PA
  • 02/2019 → 07/2019
    Keybank
    Downingtown, PA
  • 07/2019 → 02/2022
    Pacer Financial, Inc.
    Malvern, PA
  • 02/2022 → Present
    Raymond James Financial Services, Inc.
    Exton, PA
  • 10/2022 → Present
    Exton, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-30
S63 Uniform Securities Agent State Law Examination 2018-07-18
  • S66 Uniform Combined State Law Examination
    2022-09-30
  • S63 Uniform Securities Agent State Law Examination
    2018-07-18
Other Names
  • Nick Amalfitano

View on SEC IAPD

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